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On the use of G-computation in small randomized controlled trials with many covariates

小样本多协变量随机对照试验中的G计算

In contemporary randomized controlled trials (RCTs), the number of patients is often small relative to the number of baseline covariates collected. In such settings, maximum likelihood estimators of conditional treatment effects in generalized linear models, along with their standard errors, may exhibit substantial bias. This study examines whether similar bias arises in G-computation estimators of marginal treatment effects, which are known for their robustness to model…

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Robust Covariate Adjustment in Multi-Center Randomized Trials

多中心随机试验中的稳健协变量调整

Augmented inverse probability weighting and G-computation with canonical generalized linear models have become increasingly popular for estimating the average treatment effect (ATE) in randomized experiments. These methods leverage outcome prediction models to adjust for imbalances in baseline covariates across treatment arms, improving power compared to unadjusted analyses, while controlling Type I error, even when models are misspecified. In multi-center trials they are…

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Automated, efficient and model-free inference for randomized clinical trials via data-driven covariate adjustment

通过数据驱动协变量调整实现随机临床试验的自动化高效无模型推断

In 2023, the U.S. Food and Drug Administration issued guidance for adjustment of covariates in randomized clinical trials, emphasizing its role in enhancing precision and power through prognostic baseline variables. Despite its potential, many trials underutilize this method partly due to challenges in pre-specifying optimal baseline covariates and their functional forms. We explore the potential of automated, data-adaptive methods-including stepwise regression, Lasso and…

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Targeted learning of heterogeneous treatment effect curves for right censored or left truncated time-to-event data

右删失或左截断生存数据中异质处理效应曲线的目标学习

In recent years, there has been growing interest in causal machine learning estimators for quantifying subject-specific effects of a binary treatment on time-to-event outcomes. Estimation approaches have been proposed which attenuate the inherent regularisation bias in machine learning predictions, with each of these estimators addressing measured confounding, right censoring, and in some cases, left truncation. However, the existing approaches are found to exhibit…

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Robust evaluation of treatment effects in longitudinal studies with truncation by death or other intercurrent events

死亡截断及其他中间事件下纵向研究治疗效应的稳健评估

Intercurrent events, such as treatment switching, rescue medication, dropout, or truncation by death, frequently complicate intention-to-treat analyses in randomized clinical trials. Existing causal inference frameworks typically target hypothetical or principal stratum estimands (e.g., survivor average causal effects), which rely on unverifiable assumptions and can be sensitive to unmeasured confounders or positivity violations. We propose a novel approach that mitigates…

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Parameterising the effect of a continuous treatment using average derivative effects

用平均导数效应参数化连续处理的影响

The average treatment effect (ATE) is commonly used to quantify the main effect of a binary treatment on an outcome. Extensions to continuous treatments are usually based on the dose-response curve or shift interventions, but both require strong overlap conditions and the resulting curves may be difficult to summarise. We focus instead on average derivative effects (ADEs) that are scalar estimands related to infinitesimal shift interventions requiring only local overlap…

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On estimands in target trial emulation

目标试验模拟中的目标估计量

The target trial framework enables causal inference from longitudinal observational data by emulating randomized trials initiated at multiple time points. Precision is often improved by pooling information across trials, with standard models typically assuming - among other things - a time-constant treatment effect. However, this obscures interpretation when the true treatment effect varies, which we argue to be likely as a result of relying on noncollapsible estimands. To…

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Variable importance measures for heterogeneous treatment effects

异质性处理效应的变量重要性度量

Motivated by applications in precision medicine and treatment effect heterogeneity, recent research has focused on estimating conditional average treatment effects (CATEs) using machine learning (ML). CATE estimates may represent complicated functions that provide little insight into the key drivers of heterogeneity. Therefore, we introduce nonparametric treatment effect variable importance measures (TE-VIMs), based on the mean-squared error (MSE) in predicting the…

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Causal machine learning methods and use of cross-fitting in settings with high-dimensional confounding

高维混杂下的因果机器学习方法与交叉拟合

Observational epidemiological studies commonly seek to estimate the causal effect of an exposure on an outcome. Adjustment for potential confounding bias in modern studies is challenging due to the presence of high-dimensional confounding, which occurs when there are many confounders relative to sample size or complex relationships between continuous confounders and exposure and outcome. Doubly robust methods such as Augmented Inverse Probability Weighting (AIPW) and…

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Propensity weighting plus adjustment in proportional hazards model is not doubly robust

比例风险模型中的倾向加权加回归调整不具一般双重稳健性

Recently, it has become common for applied works to combine commonly used survival analysis modeling methods, such as the multivariable Cox model and propensity score weighting, with the intention of forming a doubly robust estimator of an exposure effect hazard ratio that is unbiased in large samples when either the Cox model or the propensity score model is correctly specified. This combination does not, in general, produce a doubly robust estimator, even after regression…

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Causal machine learning for high-dimensional mediation analysis using interventional effects mapped to a target trial

映射至目标试验的干预效应:高维中介分析中的因果机器学习

Causal mediation analysis examines causal pathways linking exposures to disease. The estimation of interventional effects, which are mediation estimands that overcome certain identifiability problems of natural effects, has been advanced through causal machine learning methods, particularly for high-dimensional mediators. Recently, it has been proposed interventional effects can be defined in each study by mapping to a target trial assessing specific hypothetical mediator…

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Integration of aggregated data in causally interpretable meta-analysis by inverse weighting

通过逆向加权将汇总数据纳入可作因果解释的元分析

Obtaining causally interpretable meta-analysis results is challenging when there are differences in the distribution of effect modifiers between eligible trials. To overcome this, recent work on transportability methods has considered standardizing results of individual studies over the case-mix of a target population, prior to pooling them as in a classical random-effect meta-analysis. One practical challenge, however, is that case-mix standardization often requires…

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On Doubly Robust Inference for Double Machine Learning in Semiparametric Regression

半参数回归中双重机器学习的双重稳健推断

Due to concerns about parametric model misspecification, there is interest in using machine learning to adjust for confounding when evaluating the causal effect of an exposure on an outcome. Unfortunately, exposure effect estimators that rely on machine learning predictions are generally subject to so-called plug-in bias, which can render naive $p$-values and confidence intervals invalid. Progress has been made via proposals like targeted minimum loss estimation and more…

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Two Stage Least Squares with Time-Varying Instruments: An Application to an Evaluation of Treatment Intensification for Type-2 Diabetes

使用时变工具变量的两阶段最小二乘:二型糖尿病治疗强化评估

As longitudinal data becomes more available in many settings, policy makers are increasingly interested in the effect of time-varying treatments (e.g. sustained treatment strategies). In settings such as this, the preferred analysis techniques are the g-methods, however these require the untestable assumption of no unmeasured confounding. Instrumental variable analyses can minimise bias through unmeasured confounding. Of these methods, the Two Stage Least Squares technique…

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Instrumental Variable methods to target Hypothetical Estimands with longitudinal repeated measures data: Application to the STEP 1 trial

纵向重复测量数据中针对假设性目标量的工具变量方法:STEP 1 试验应用

The STEP 1 randomized trial evaluated the effect of taking semaglutide vs placebo on body weight over a 68 week duration. As with any study evaluating an intervention delivered over a sustained period, non-adherence was observed. This was addressed in the original trial analysis within the Estimand Framework by viewing non-adherence as an intercurrent event. The primary analysis applied a treatment policy strategy which viewed it as an aspect of the treatment regimen, and…

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Optimally weighted average derivative effects

最优加权平均导数效应

Weighted average derivative effects (WADEs) are nonparametric estimands with uses in economics and causal inference. Debiased WADE estimators typically require learning the conditional mean outcome as well as a Riesz representer (RR) that characterises the requisite debiasing corrections. RR estimators for WADEs often rely on kernel estimators, introducing complicated bandwidth-dependant biases. In our work we propose a new class of RRs that are isomorphic to the class of…

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Orthogonal prediction of counterfactual outcomes

反事实结果的正交预测

Orthogonal meta-learners, such as DR-learner, R-learner and IF-learner, are increasingly used to estimate conditional average treatment effects. They improve convergence rates relative to naïve meta-learners (e.g., T-, S- and X-learner) through de-biasing procedures that involve applying standard learners to specifically transformed outcome data. This leads them to disregard the possibly constrained outcome space, which can be particularly problematic for dichotomous…

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Inverse probability of treatment weighting with generalized linear outcome models for doubly robust estimation

结合广义线性结果模型的逆概率处理加权双重稳健估计

There are now many options for doubly robust estimation; however, there is a concerning trend in the applied literature to believe that the combination of a propensity score and an adjusted outcome model automatically results in a doubly robust estimator and/or to misuse more complex established doubly robust estimators. A simple alternative, canonical link generalized linear models (GLM) fit via inverse probability of treatment (propensity score) weighted maximum likelihood…

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Rejoinder to discussions on "Instrumental variable estimation of the causal hazard ratio"

对《因果风险比的工具变量估计》讨论的答复

We respond to comments on our paper, titled "Instrumental variable estimation of the causal hazard ratio."

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Structural mean models for instrumented difference-in-differences

工具变量双重差分的结构均值模型

In the standard difference-in-differences research design, the parallel trends assumption may be violated when the relationship between the exposure trend and the outcome trend is confounded by unmeasured confounders. Progress can be made if there is an exogenous variable that (i) does not directly influence the change in outcome means (i.e. the outcome trend) except through influencing the change in exposure means (i.e. the exposure trend), and (ii) is not related to the…

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Demystifying statistical learning based on efficient influence functions

理解基于有效影响函数的统计学习

Evaluation of treatment effects and more general estimands is typically achieved via parametric modelling, which is unsatisfactory since model misspecification is likely. Data-adaptive model building (e.g. statistical/machine learning) is commonly employed to reduce the risk of misspecification. Naive use of such methods, however, delivers estimators whose bias may shrink too slowly with sample size for inferential methods to perform well, including those based on the…

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Ensuring valid inference for hazard ratios after variable selection

变量选择后危险比推断的有效性

The problem of how to best select variables for confounding adjustment forms one of the key challenges in the evaluation of exposure effects in observational studies, and has been the subject of vigorous recent activity in causal inference. A major drawback of routine procedures is that there is no finite sample size at which they are guaranteed to deliver exposure effect estimators and associated confidence intervals with adequate performance. In this work, we will consider…

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Causal inference in survival analysis using longitudinal observational data: Sequential trials and marginal structural models

纵向观察数据中的生存因果推断:序贯试验与边际结构模型

Longitudinal observational patient data can be used to investigate the causal effects of time-varying treatments on time-to-event outcomes. Several methods have been developed for controlling for the time-dependent confounding that typically occurs. The most commonly used is inverse probability weighted estimation of marginal structural models (MSM-IPTW). An alternative, the sequential trials approach, is increasingly popular, in particular in combination with the target…

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Sensitivity Analysis for Unmeasured Confounding via Effect Extrapolation

通过效应外推分析未测量混杂的敏感性

Inferring the causal effect of a non-randomly assigned exposure on an outcome requires adjusting for common causes of the exposure and outcome to avoid biased conclusions. Notwithstanding the efforts investigators routinely make to measure and adjust for such common causes (or confounders), some confounders typically remain unmeasured, raising the prospect of biased inference in observational studies. Therefore, it is crucial that investigators can practically assess their…

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