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A Distribution Mapping Approach to Counterfactually Fair Reinforcement Learning

通过分布映射实现反事实公平的强化学习

Reinforcement learning (RL) seeks to optimize sequential decisions to maximize population-level benefits over time. However, when deployed in high-stakes settings such as healthcare, RL decisions might systematically restrict some subpopulation's access to valuable services in a manner contrary to the values and goals of stakeholders. Counterfactual fairness (CF) offers a promising framework to address this problem based on causal reasoning. This paper develops a data…

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Spatially Robust Inference with Predicted and Missing at Random Labels

预测标签与随机缺失标签下的空间稳健推断

When outcome data are expensive or onerous to collect, scientists increasingly substitute predictions from machine learning and AI models for unlabeled cases, a process which has consequences for downstream statistical inference. While recent methods provide valid uncertainty quantification under independent sampling, real-world applications involve missing at random (MAR) labeling and spatial dependence. For inference in this setting, we propose a doubly robust estimator…

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Incorporating Auxiliary Variables to Improve the Efficiency of Time-Varying Treatment Effect Estimation

利用辅助变量提高时变处理效应估计效率

Contextual sensing and delivery of digital interventions to improve health outcomes have gained significant traction in behavioral and psychiatric studies. Micro-randomized trials (MRTs) are a common experimental design for obtaining data-driven evidence on the effectiveness of digital interventions where each individual is repeatedly randomized to receive treatments over numerous time points. Throughout the study, individual characteristics and contextual factors around…

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A Reinforcement Learning Framework for Dynamic Mediation Analysis

动态中介分析的强化学习框架

Mediation analysis learns the causal effect transmitted via mediator variables between treatments and outcomes and receives increasing attention in various scientific domains to elucidate causal relations. Most existing works focus on point-exposure studies where each subject only receives one treatment at a single time point. However, there are a number of applications (e.g., mobile health) where the treatments are sequentially assigned over time and the dynamic mediation…

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Estimating Time-Varying Direct and Indirect Causal Excursion Effects with Longitudinal Binary Outcomes

纵向二元结局的时变直接与间接因果偏离效应估计

Construction of just-in-time adaptive interventions, such as prompts delivered by mobile apps to promote and maintain behavioral change, requires knowledge about time-varying moderated effects to inform when and how we deliver intervention options. Micro-randomized trials (MRT) have emerged as a sequentially randomized design to gather requisite data for effect estimation. The existing literature (Qian et al., 2020; Boruvka et al., 2018; Dempsey et al., 2020) has defined a…

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Dynamic Survival Transformers for Causal Inference with Electronic Health Records

用于电子健康记录因果推断的动态生存 Transformer

In medicine, researchers often seek to infer the effects of a given treatment on patients' outcomes. However, the standard methods for causal survival analysis make simplistic assumptions about the data-generating process and cannot capture complex interactions among patient covariates. We introduce the Dynamic Survival Transformer (DynST), a deep survival model that trains on electronic health records (EHRs). Unlike previous transformers used in survival analysis, DynST can…

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Outcome Adaptive Propensity Score Methods for Handling Censoring and High-Dimensionality: Application to Insurance Claims

处理删失与高维变量的结局自适应倾向得分方法

Propensity scores are commonly used to reduce the confounding bias in non-randomized observational studies for estimating the average treatment effect. An important assumption underlying this approach is that all confounders that are associated with both the treatment and the outcome of interest are measured and included in the propensity score model. In the absence of strong prior knowledge about potential confounders, researchers may agnostically want to adjust for a…

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Assessing Time-Varying Causal Effect Moderation in the Presence of Cluster-Level Treatment Effect Heterogeneity

群组层面处理效应异质性下的时变因果效应调节评估

The micro-randomized trial (MRT) is a sequential randomized experimental design to empirically evaluate the effectiveness of mobile health (mHealth) intervention components that may be delivered at hundreds or thousands of decision points. MRTs have motivated a new class of causal estimands, termed "causal excursion effects", for which semiparametric inference can be conducted via a weighted, centered least squares criterion (Boruvka et al., 2018). Existing methods assume…

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Dynamic statistical inference in massive datastreams

海量数据流中的动态统计推断

Modern technological advances have expanded the scope of applications requiring analysis of large-scale datastreams that comprise multiple indefinitely long time series. There is an acute need for statistical methodologies that perform online inference and continuously revise the model to reflect the current status of the underlying process. In this manuscript, we propose a dynamic statistical inference framework--named dynamic tracking and screening (DTS)--that is not only…

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