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Randomization Tests in Switchback Experiments

交替处理实验中的随机化检验

Switchback experiments assign an experimental unit, such as a market or a platform, to treatment or control over successive blocks of time. Inference can be challenging because these experiments often contain only a small number of randomized blocks, while outcomes may exhibit serial dependence, seasonality, and treatment effects that persist across periods. We develop a conditional randomization test for the null of no total treatment effect that is finite-sample valid…

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Causal inference in two-sided randomization designs: factorial regression, two-way clustering, and covariate adjustment

双侧随机化设计中的因果推断:析因回归、双向聚类与协变量调整

We study randomized experiments involving two interacting populations, such as buyers and sellers in a marketplace. In the two-sided experiments we consider, we randomize the two populations separately and independently. For a pair consisting of one member from each population, the two assignments jointly determine one of four exposure conditions. Under a local interference assumption, we consider a broad class of linear estimands, including total, interaction, and buyer-…

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Randomization Tests in Randomized Saturation Designs

随机饱和度设计中的随机化检验

Randomized saturation designs are widely used to study spillover effects in clustered populations. In these designs, clusters are first assigned to treatment saturation levels, and units are then randomized within clusters according to the assigned saturation. This paper develops randomization tests for such experiments under several null hypotheses that arise naturally in spillover analysis. For a fixed pair of saturation levels, we first study two individual-level…

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Randomization Inference in Two-Sided Market Experiments

双边市场实验中的随机化推断

Randomized experiments are increasingly employed in two-sided markets, such as buyer--seller platforms, to evaluate the effects of marketplace interventions. These experiments must reflect the underlying two-sided market structure in their design and can therefore be challenging to analyze. In this paper, we develop a randomization inference framework for outcomes from two-sided experiments, with a focus on testing and inference for two-sided spillover effects. Our approach…

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On the Efficiency of Highly Stratified Experiments

高度分层实验的效率

This paper studies the use of highly stratified designs for the efficient estimation of a large class of treatment effect parameters that arise in the analysis of experiments. By a "highly stratified" design, we mean experiments in which units are divided into blocks of a fixed size and a proportion within each block is assigned to a binary treatment uniformly at random. The class of parameters considered are those that can be expressed as the solution to a set of moment…

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Inference for Two-stage Experiments under Covariate-Adaptive Randomization

协变量自适应随机化下两阶段实验的推断

This paper studies inference in two-stage randomized experiments under covariate-adaptive randomization. In the initial stage of this experimental design, clusters (e.g., households, schools, or graph partitions) are stratified and randomly assigned to control or treatment groups based on cluster-level covariates. Subsequently, an independent second-stage design is carried out, wherein units within each treated cluster are further stratified and randomly assigned to either…

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Auto-Doubly Robust Estimation of Causal Effects on a Network

网络因果效应的自回归双重稳健估计

This paper develops new methods for causal inference in observational studies on a single large network of interconnected units, addressing two key challenges: long-range dependence among units and the presence of general interference. We introduce a novel network version of Augmented Inverse Propensity Weighted, which combines propensity score and outcome models defined on the network to achieve doubly robust identification and estimation of both direct and spillover causal…

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Inference in Cluster Randomized Trials with Matched Pairs

配对簇随机试验中的推断

This paper studies inference in cluster randomized trials where treatment status is determined according to a "matched pairs" design. Here, by a cluster randomized experiment, we mean one in which treatment is assigned at the level of the cluster; by a "matched pairs" design, we mean that a sample of clusters is paired according to baseline, cluster-level covariates and, within each pair, one cluster is selected at random for treatment. We study the large-sample behavior of…

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Semiparametric Estimation of Treatment Effects in Observational Studies with Heterogeneous Partial Interference

异质性部分干扰下观测研究处理效应的半参数估计

In many observational studies in social science and medicine, subjects or units are connected, and one unit's treatment and attributes may affect another's treatment and outcome, violating the stable unit treatment value assumption (SUTVA) and resulting in interference. To enable feasible estimation and inference, many previous works assume exchangeability of interfering units (neighbors). However, in many applications with distinctive units, interference is heterogeneous…

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Inference for Matched Tuples and Fully Blocked Factorial Designs

匹配元组与完全区组析因设计的统计推断

This paper studies inference in randomized controlled trials with multiple treatments, where treatment status is determined according to a "matched tuples" design. Here, by a matched tuples design, we mean an experimental design where units are sampled i.i.d. from the population of interest, grouped into "homogeneous" blocks with cardinality equal to the number of treatments, and finally, within each block, each treatment is assigned exactly once uniformly at random. We…

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Revisiting the Analysis of Matched-Pair and Stratified Experiments in the Presence of Attrition

样本流失下配对与分层实验分析的再审视

In this paper we revisit some common recommendations regarding the analysis of matched-pair and stratified experimental designs in the presence of attrition. Our main objective is to clarify a number of well-known claims about the practice of dropping pairs with an attrited unit when analyzing matched-pair designs. Contradictory advice appears in the literature about whether or not dropping pairs is beneficial or harmful, and stratifying into larger groups has been…

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Proximal Causal Inference for Synthetic Control with Surrogates

利用替代指标的合成控制近端因果推断

The synthetic control method (SCM) has become a popular tool for estimating causal effects in policy evaluation, where a single treated unit is observed, and a heterogeneous set of untreated units with pre- and post-policy change data are also observed. However, the synthetic control method faces challenges in accurately predicting post-intervention potential outcome had, contrary to fact, the treatment been withheld, when the pre-intervention period is short or the…

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