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Transporting causal effects from a randomized trial without "transportability:" a case study of political advertising during U.S. elections

放宽可迁移性假设的随机试验效应外推:美国选举政治广告案例

During the 2020 U.S. presidential election, Aggarwal et al. (2023) conducted a large-scale randomized experiment to evaluate a digital ad campaign against Trump in five battleground states. While the study found no effect on voter turnout, it's unclear whether this null result generalizes to other battleground states, notably Georgia, which played a unique role in the 2020 election and differs from the battleground states. Inspired by the study, we present a transfer…

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Beyond Exchangeability: Distribution-Shift-Aware Integration of External Control Data in Randomized Trials

超越可交换性:随机试验中考虑分布偏移的外部对照整合

Randomized controlled trials (RCTs) are the gold standard for evaluating causal effects but are often costly and difficult to scale; consequently, they are frequently augmented with auxiliary external controls in many applications. Prior approaches for borrowing such data typically rely on exchangeability, under which the external controls are readily usable for inference in the trial population. In practice, however, differences in eligibility criteria, standard of care,…

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Complier General Causal Effect in Randomized Controlled Trials with One-Sided Noncompliance

单侧不依从随机对照试验中的依从者一般因果效应

A randomized controlled trial (RCT) is widely regarded as the gold standard for assessing the causal effect of a treatment or intervention, assuming perfect implementation. In practice, however, randomization can be compromised for various reasons, such as one-sided noncompliance. In this paper, we first systematically study the likelihood-based identifiability in an RCT with one-sided noncompliance. This foundational analysis naturally gives rise to the complier general…

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Efficient Estimation of Average Treatment Effect on the Treated under Endogenous Treatment Assignment

内生处理分配下已处理者平均处理效应的有效估计

In this paper, we consider estimation of average treatment effect on the treated (ATT), an interpretable and relevant causal estimand to policy makers when treatment assignment is endogenous. By considering shadow variables that are unrelated to the treatment assignment but related to the outcomes of interest, we establish identification of the ATT. Then we focus on efficient estimation of the ATT by characterizing the geometric structure of the likelihood, deriving the…

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Dependable Exploitation of High-Dimensional Unlabeled Data in an Assumption-Lean Framework

在弱假设框架下可靠利用高维无标签数据

Semi-supervised learning has attracted significant attention due to the proliferation of applications featuring limited labeled data but abundant unlabeled data. In this paper, we examine the statistical inference problem in an assumption-lean framework which involves a high-dimensional regression parameter, defined by minimizing the least squares, within the context of semi-supervised learning. We investigate when and how unlabeled data can enhance the estimation efficiency…

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SLOPE and Designing Robust Studies for Generalization

SLOPE:为总体推广设计稳健研究

A popular task in generalization is to learn about a new, target population based on data from an existing, source population. This task relies on conditional exchangeability, which asserts that differences between the source and target populations are fully captured by observable characteristics of the two populations. Unfortunately, this assumption is often untenable in practice due to unobservable differences between the source and target populations. Worse, the…

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Incorporating External Controls for Estimating the Average Treatment Effect on the Treated with High-Dimensional Data: Retaining Double Robustness and Ensuring Double Safety

高维数据下利用外部对照估计 ATT:保留双重稳健性并确保双重安全性

Randomized controlled trials (RCTs) are widely regarded as the gold standard for causal inference in biomedical research. For instance, when estimating the average treatment effect on the treated (ATT), a doubly robust estimation procedure can be applied, requiring either the propensity score model or the control outcome model to be correctly specified. In this paper, we address scenarios where external control data, often with a much larger sample size, are available. Such…

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Counterfactual Slopes and Their Applications in Social Stratification

反事实斜率及其在社会分层研究中的应用

This paper addresses two prominent theses in social stratification research, the great equalizer thesis and Mare's (1980) school transition thesis. Both theses describe the role of an intermediate educational transition in the association between socioeconomic status and an outcome variable. However, the descriptive regularities of the two theses may be driven by differential selection into the intermediate transition, which prevents the two theses from having substantive…

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