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Heterogeneous survivor average causal effects beyond monotonicity: Applications to a clinical trial evaluating mechanical ventilation strategies

超越单调性的异质幸存者平均因果效应:机械通气临床试验应用

Clinical trials in critical care often evaluate outcomes that are truncated by death, such as time to discharge alive, for which treatment effects are not well defined among patients who would not survive under one or both treatment strategies. Principal stratification provides a natural framework for defining survivor causal effects, but existing approaches often rely on monotonicity assumptions that may be implausible in settings where treatment can affect survival in…

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Cluster randomized crossover trials with very few clusters but multiple periods: which analyses for continuous outcomes should be used?

极少集群、多时期的集群随机交叉试验:连续结局应采用哪些分析方法?

Cluster randomized crossover (CRXO) trials are often used when individual randomization is impractical and the number of available clusters is limited. However, statistical analysis of CRXO trials is complex because of the need to account for complex correlation structures over time. It becomes especially challenging when very few clusters are used because standard modeling assumptions may lead to unstable variance estimates, poor confidence interval coverage, and inflated…

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Covariate-adjusted win statistics in randomized clinical trials with ordinal outcomes

随机临床试验中有序结果胜出统计量的协变量调整

Ordinal outcomes are common in clinical settings where they often represent increasing levels of disease progression or different levels of functional impairment. In this article, we focus on representing the average treatment effect for ordinal outcomes via intrinsic pairwise outcome comparisons captured through win estimands, such as the win ratio and win difference. Recognizing the value of baseline covariate adjustment toward enhanced precision, we first develop…

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A tutorial on conducting sample size and power calculations for detecting treatment effect heterogeneity in cluster randomized trials with linear mixed models

用线性混合模型检测整群随机试验处理效应异质性:样本量与功效教程

Cluster-randomized trials (CRTs) are a well-established class of designs for evaluating community-based interventions. An essential task in planning these trials is determining the number of clusters and cluster sizes needed to achieve sufficient statistical power for detecting a clinically relevant effect size. While methods for evaluating the average treatment effect (ATE) for the entire study population are well-established, sample size methods for testing heterogeneity…

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Leveraging machine learning to estimate individualized treatment effects in cluster-randomized trials

利用机器学习估计整群随机试验中的个体化治疗效应

Cluster-randomized trials (CRTs) are widely used to evaluate interventions delivered at the clinic, practice, or community level. Although standard analyses typically target average treatment effects, such summaries mask potentially meaningful variation in treatment response across individuals and clusters. This work addresses the estimation of conditional average treatment effects (CATEs) for continuous outcomes in two-arm parallel CRTs by defining causal estimands that…

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Principal stratification with recurrent events truncated by a terminal event: A nested Bayesian nonparametric approach

终末事件截断复发事件的主层分析:嵌套贝叶斯非参数方法

Recurrent events often serve as key endpoints in clinical studies but may be prematurely truncated by terminal events such as death, creating selection bias and complicating causal inference. To address this challenge, we develop a Bayesian nonparametric framework to address potential selection bias due to truncation by death within the continuous-time principal stratification framework. We introduce causal estimands for recurrent events in the presence of a terminal event…

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Moving toward best practice when using propensity score weighting in survey observational studies

调查观察研究中倾向得分加权的规范实践

Propensity score weighting is a common method for estimating treatment effects with survey data. The method is applied to minimize confounding using measured covariates that are often different between individuals in treatment and control. However, existing literature does not reach a consensus on the optimal use of survey weights for population-level inference in the propensity score weighting analysis. Under the balancing weights framework, we provided a unified solution…

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Doubly robust estimators of the restricted mean time in favor estimands in individual- and cluster-randomized trials

个体与整群随机试验中治疗占优限制平均时间的双重稳健估计

Progressive multi-state survival outcomes are common in trials with recurrent or sequential events and require treatment effect estimands that remain interpretable without proportional intensity or Markov assumptions. The restricted mean time in favor of treatment (RMT-IF) extends the restricted mean survival time to ordered multi-state processes and provides such an interpretable estimand. However, existing RMT-IF methods are nonparametric, assume covariate-independent…

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Uncovering Treatment Effect Heterogeneity in Pragmatic Gerontology Trials

揭示实用性老年医学试验中的处理效应异质性

Detecting heterogeneity in treatment response enriches the interpretation of gerontologic trials. In aging research, estimating the effect of the intervention on clinically meaningful outcomes faces analytical challenges when it is truncated by death. For example, in the Whole Systems Demonstrator trial, a large cluster-randomized study evaluating telecare among older adults, the overall effect of the intervention on quality of life was found to be null. However, this…

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Doubly robust estimation and sensitivity analysis with outcomes truncated by death in multi-arm clinical trials

多组临床试验中死亡截断结局的双重稳健估计与敏感性分析

In clinical trials, the observation of participant outcomes may frequently be hindered by death, leading to ambiguity in defining a scientifically meaningful final outcome for those who die. Principal stratification methods are valuable tools for addressing the average causal effect among always-survivors, i.e., the average treatment effect among a subpopulation defined as those who would survive regardless of treatment assignment. Although robust methods for the…

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Bayesian inference for cluster-randomized trials with multivariate outcomes subject to both truncation by death and missingness

同时存在死亡截断与缺失的多元结局整群随机试验贝叶斯推断

Cluster-randomized trials (CRTs) on fragile populations frequently encounter complex attrition problems where the reasons for missing outcomes can be heterogeneous, with participants who are known alive, known to have died, or with unknown survival status, and with complex and distinct missing data mechanisms for each group. Although existing methods have been developed to address death truncation in CRTs, no existing methods can jointly accommodate participants who drop out…

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