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A General Design-Based Framework and Estimator for Randomized Experiments

随机实验的一般设计型框架与估计器

We describe a widely applicable design-based framework for drawing causal inference in randomized experiments. Causal effects are defined as linear functionals evaluated at unit-level potential outcome functions. Assumptions about the potential outcome functions are encoded as function spaces. This makes the framework expressive, allowing experimenters to formulate and investigate a wide range of causal questions that previously could not be investigated with design-based…

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Optimized variance estimation under interference and complex experimental designs

干扰与复杂实验设计下的优化方差估计

Unbiased and consistent variance estimators generally do not exist for design-based treatment effect estimators because experimenters never observe more than one potential outcome for any unit. The problem is exacerbated by interference and complex experimental designs. Experimenters must accept conservative variance estimators in these settings, but they can strive to minimize the conservativeness. In this paper, we show that the task of constructing a minimally…

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A Design-Based Minimax Theory for Network Experiments

网络实验的设计型极小极大理论

Network experiments are used throughout the social and medical sciences to investigate causal effects under the presence of interference. While a large body of work has developed improved statistical procedures, the fundamental limits of statistical estimation in these settings is less well understood. In this paper, we develop and investigate a design-based theory of minimax risk for network experiments under an arbitrary neighborhood interference model. Our notion of…

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Coupling Designs for Randomized Experiments with Complex Treatments

复杂处理空间随机实验的耦合设计

We describe a new family of experimental designs that extends the principle of stratified randomization to settings with continuous, constrained multivariate, and other irregular treatment spaces. Our approach is to first match units into homogeneous groups, then use Monte Carlo couplings to assign within-group treatments to be highly dispersed over the treatment space. We show that ensuring similar units receive dissimilar treatments improves estimation efficiency. The…

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On the Impossibility of Specification Testing of Interference Models Based on Exposure Mappings

基于暴露映射的干扰模型设定检验之不可能性

Researchers use interference models based on exposure mappings to facilitate estimation of causal effects in randomized experiments with interference. To test the veracity of such models, researchers can use specification tests that aim to detect departures from the stipulated model. However, existing tests suffer from poor power and are often unable to detect important model violations. The main result in this paper is to show that the specification testing problem for…

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On the reliability of published findings using the regression discontinuity design in political science

政治学中已发表断点回归研究结果的可靠性

The regression discontinuity (RD) design offers identification of causal effects under weak assumptions, earning it a position as a standard method in modern political science research. But identification does not necessarily imply that causal effects can be estimated accurately with limited data. In this paper, we highlight that estimation under the RD design involves serious statistical challenges and investigate how these challenges manifest themselves in the empirical…

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Causal inference with misspecified exposure mappings: separating definitions and assumptions

暴露映射误设下的因果推断:分离效应定义与结构假设

Exposure mappings facilitate investigations of complex causal effects when units interact in experiments. Current methods require experimenters to use the same exposure mappings both to define the effect of interest and to impose assumptions on the interference structure. However, the two roles rarely coincide in practice, and experimenters are forced to make the often questionable assumption that their exposures are correctly specified. This paper argues that the two roles…

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Design and Analysis of Bipartite Experiments under a Linear Exposure-Response Model

线性暴露—响应模型下双部图实验的设计与分析

A bipartite experiment consists of one set of units being assigned treatments and another set of units for which we measure outcomes. The two sets of units are connected by a bipartite graph, governing how the treated units can affect the outcome units. In this paper, we consider estimation of the average total treatment effect in the bipartite experimental framework under a linear exposure-response model. We introduce the Exposure Reweighted Linear (ERL) estimator, and show…

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Nonparametric identification is not enough, but randomized controlled trials are

非参数识别还不够:随机对照试验的特殊作用

We argue that randomized controlled trials (RCTs) are special even among settings where average treatment effects are identified by a nonparametric unconfoundedness assumption. This claim follows from two results of Robins and Ritov (1997): (1) with at least one continuous covariate control, no estimator of the average treatment effect exists which is uniformly consistent without further assumptions, (2) knowledge of the propensity score yields a uniformly consistent…

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