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Difference-in-Differences in the Presence of Unknown Interference

未知干扰存在时的双重差分

The stable unit treatment value (SUTVA) is a crucial assumption in the Difference-in-Differences (DiD) research design. It rules out hidden versions of treatment and any sort of interference and spillover effects across units. Even if this is a strong assumption, it has not received much attention from DiD practitioners and, in many cases, it is not even explicitly stated as an assumption, especially the no-interference assumption. In this technical note, we investigate what…

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Bayesian Nonparametrics for Principal Stratification with Continuous Post-Treatment Variables

连续处理后变量主层分析的贝叶斯非参数方法

Principal stratification provides a causal inference framework for investigating treatment effects in the presence of a post-treatment variable. Principal strata play a key role in characterizing the treatment effect by identifying groups of units with the same or similar values for the potential post-treatment variable at all treatment levels. The literature has focused mainly on binary post-treatment variables. Few papers considered continuous post-treatment variables. In…

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Do Test Scores Help Teachers Give Better Track Advice to Students? A Principal Stratification Analysis

考试成绩能否改善教师的学生分轨建议?主分层分析

Every year, over one million EU students choose a secondary school track based on teacher recommendations, yet little evidence shows this yields optimal assignments. Using Dutch data, we examine whether access to standardized test scores improves recommendation quality. We develop a Principal-Stratification metric in a quasi-randomized setting, conduct a welfare analysis that flexibly weights short- and long-term losses, and assess principal fairness by examining whether…

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Causal Inference when Intervention Units and Outcome Units Differ

干预单位与结果单位不同时的因果推断

We study causal inference in settings characterized by interference with a bipartite structure. There are two distinct sets of units: intervention units to which an intervention can be applied and outcome units on which the outcome of interest can be measured. Outcome units may be affected by interventions on some, but not all, intervention units, as captured by a bipartite graph. Examples of this setting can be found in analyses of the impact of pollution abatement in…

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Principal stratification with continuous treatments and continuous post-treatment variables

连续处理与连续处理后变量的主分层分析

Principal stratification (PS) is a commonly used approach for understanding the mechanisms through which a treatment affects an outcome. The goal of this work is to extend the PS framework to studies with continuous treatments, which introduces a number of both challenges and opportunities in terms of defining causal effects and performing inference. This manuscript provides multiple key methodological contributions: 1) we introduce principal causal estimands for continuous…

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Evaluating causal effects on time-to-event outcomes in an RCT in Oncology with treatment discontinuation

存在治疗中止的肿瘤随机试验中事件时间结局的因果效应评估

In clinical trials, patients may discontinue treatments prematurely, breaking the initial randomization and, thus, challenging inference. Stakeholders in drug development are generally interested in going beyond the Intention-To-Treat (ITT) analysis, which provides valid causal estimates of the effect of treatment assignment but does not inform on the effect of the actual treatment receipt. Our study is motivated by an RCT in oncology, where patients assigned the…

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Selecting Subpopulations for Causal Inference in Regression Discontinuity Designs

断点回归设计中因果推断子总体的选择

The Brazil Bolsa Familia (BF) program is a conditional cash transfer program aimed to reduce short-term poverty by direct cash transfers and to fight long-term poverty by increasing human capital among poor Brazilian people. Eligibility for Bolsa Familia benefits depends on a cutoff rule, which classifies the BF study as a regression discontinuity (RD) design. Extracting causal information from RD studies is challenging. Following Li et al (2015) and Branson and Mealli…

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Bayesian principal stratification with longitudinal data and truncation by death

纵向数据与死亡截断下的贝叶斯主分层

In many causal studies, outcomes are censored by death, in the sense that they are neither observed nor defined for units who die. In such studies, the focus is usually on the stratum of always survivors up to a single fixed time s. Building on a recent strand of the literature, we propose an extended framework for the analysis of longitudinal studies, where units can die at different time points, and the main endpoints are observed and well defined only up to the death…

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Bayesian Causal Inference: A Critical Review

贝叶斯因果推断:批判性综述

This paper provides a critical review of the Bayesian perspective of causal inference based on the potential outcomes framework. We review the causal estimands, identification assumptions, the general structure of Bayesian inference of causal effects, and sensitivity analysis. We highlight issues that are unique to Bayesian causal inference, including the role of the propensity score, definition of identifiability, the choice of priors in both low and high dimensional…

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Causal Effects with Hidden Treatment Diffusion on Observed or Partially Observed Networks

观测或部分观测网络中隐藏处理扩散的因果效应

In randomized experiments, interactions between units might generate a treatment diffusion process. This is common when the treatment of interest is an actual object or product that can be shared among peers (e.g., flyers, booklets, videos). For instance, if the intervention of interest is an information campaign realized through the distribution of a video to targeted individuals, some of these treated individuals might share the video they received with their friends. Such…

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Estimating the causal effect of an intervention in a time series setting: the C-ARIMA approach

时间序列干预因果效应的估计:C-ARIMA 方法

The Rubin Causal Model (RCM) is a framework that allows to define the causal effect of an intervention as a contrast of potential outcomes. In recent years, several methods have been developed under the RCM to estimate causal effects in time series settings. None of these makes use of ARIMA models, which are instead very common in the econometrics literature. In this paper, we propose a novel approach, C-ARIMA, to define and estimate the causal effect of an intervention in a…

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