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Quantifying individual risk for binary outcomes

二元结局下的个体风险量化

Abstract Understanding treatment effect heterogeneity is crucial for reliable decision-making in treatment evaluation and selection. The conditional average treatment effect (CATE) is widely used to capture treatment effect heterogeneity induced by observed covariates and to design individualized treatment policies. However, it is an average metric within subpopulations, which prevents it from revealing individual risk, potentially leading to misleading results. This article…

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Identification and Multiply Robust Estimation of Causal Effects via Instrumental Variables from An Auxiliary Population

借助辅助总体工具变量识别与多重稳健估计因果效应

Estimating causal effects in a target population with unmeasured confounders is challenging, especially when instrumental variables (IVs) are unavailable. However, IVs from auxiliary populations with similar problems can help infer causal effects in the target population. While the homogeneous conditional average treatment effect assumption has been widely used for effect transportability, it has not been explored in IV-based data fusion. We include it as a basic approach,…

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On the Comparative Analysis of Average Treatment Effects Estimation via Data Combination

通过数据组合估计平均处理效应的比较分析

There is growing interest in exploring causal effects in target populations via data combination. However, most approaches are tailored to specific settings and lack comprehensive comparative analyses. In this article, we focus on a typical scenario involving a source dataset and a target dataset. We first design six settings under covariate shift and conduct a comparative analysis by deriving the semiparametric efficiency bounds for the ATE in the target population. We then…

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Identifying and bounding the probability of necessity for causes of effects with ordinal outcomes

有序结果中因果必要性概率的识别与界限

Summary Although the existing causal inference literature focuses on the forward-looking perspective by estimating effects of causes, the backward-looking perspective can provide insights into causes of effects. In backward-looking causal inference, the probability of necessity measures the probability that a certain event is caused by the treatment, given the observed treatment and outcome. Most existing results focus on binary outcomes. Motivated by applications with…

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Retrospective causal inference with multiple effect variables

基于多个结果变量的回溯因果推断

Summary As highlighted in Dawid (2000) and Pearl & Mackenzie (2018), deducing the causes of given effects is a more challenging problem than evaluating the effects of causes in causal inference. Lu et al. (2023) proposed an approach for deducing causes of a single effect variable based on posterior causal effects. In many applications, there are multiple effect variables, and they can be used simultaneously to more accurately deduce the causes. To retrospectively deduce…

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Evaluating causes of effects by posterior effects of causes

用后验因果效应评估既有结果的成因

Summary For the case with a single causal variable, Dawid et al. (2014) defined the probability of causation, and Pearl (2000) defined the probability of necessity to assess the causes of effects. For a case with multiple causes that could affect each other, this paper defines the posterior total and direct causal effects based on the evidence observed for post-treatment variables, which could be viewed as measurements of causes of effects. Posterior causal effects involve…

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Identifying causal effects with proxy variables of an unmeasured confounder

利用未观测混杂因素的代理变量识别因果效应

We consider a causal effect that is confounded by an unobserved variable, but with observed proxy variables of the confounder. We show that, with at least two independent proxy variables satisfying a certain rank condition, the causal effect is nonparametrically identified, even if the measurement error mechanism, i.e., the conditional distribution of the proxies given the confounder, may not be identified. Our result generalizes the identification strategy of Kuroki & Pearl…

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Identifiability of Normal and Normal Mixture Models with Nonignorable Missing Data

非可忽略缺失下正态及正态混合模型的可识别性

Missing data problems arise in many applied research studies. They may jeopardize statistical inference of the model of interest, if the missing mechanism is nonignorable, that is, the missing mechanism depends on the missing values themselves even conditional on the observed data. With a nonignorable missing mechanism, the model of interest is often not identifiable without imposing further assumptions. We find that even if the missing mechanism has a known parametric form,…

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Principal Causal Effect Identification and Surrogate end point Evaluation by Multiple Trials

利用多项试验识别主层因果效应并评价替代终点

Summary Principal stratification is a causal framework to analyse randomized experiments with a post-treatment variable between the treatment and end point variables. Because the principal strata defined by the potential outcomes of the post-treatment variable are not observable, we generally cannot identify the causal effects within principal strata. Motivated by a real data set of phase III adjuvant colon cancer clinical trials, we propose approaches to identifying and…

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Association Pattern Discovery Via Theme Dictionary Models

通过主题字典模型发现关联模式

Summary Discovering patterns from a set of text or, more generally, categorical data is an important problem in many disciplines such as biomedical research, linguistics, artificial intelligence and sociology. We consider here the well-known ‘market basket’ problem that is often discussed in the data mining community, and is also quite ubiquitous in biomedical research. The data under consideration are a set of ‘baskets’, where each basket contains a list of ‘items’. Our…

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Identifiability and Estimation of Causal Effects by Principal Stratification With Outcomes Truncated by Death

死亡截断结局下主层化因果效应的可识别性与估计

In medical studies, there are many situations where the final outcomes are truncated by death, in which patients die before outcomes of interest are measured. In this article we consider identifiability and estimation of causal effects by principal stratification when some outcomes are truncated by death. Previous studies mostly focused on large sample bounds, Bayesian analysis, sensitivity analysis. In this article, we propose a new method for identifying the causal…

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Criteria for Surrogate end Points Based on Causal Distributions

基于因果分布的替代终点判据

Summary When a treatment has a positive average causal effect (ACE) on an intermediate variable or surrogate end point which in turn has a positive ACE on a true end point, the treatment may have a negative ACE on the true end point due to the presence of unobserved confounders, which is called the surrogate paradox. A criterion for surrogate end points based on ACEs has recently been proposed to avoid the surrogate paradox. For a continuous or ordinal discrete end point,…

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Collapsibility of Distribution Dependence

分布依赖的可折叠性

Summary Cox and Wermuth proposed that the partial derivative of the conditional distribution function of a random variable Y given another X is used for measuring association between two variables with arbitrary distributions. The paper presents a necessary and sufficient condition for uniform collapsibility of this association measure over a third variable W.

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Criteria for Confounders in Epidemiological Studies

流行病学研究中的混杂因素判定标准

Summary The paper addresses a formal definition of a confounder based on the qualitative definition that is commonly used in standard epidemiology text-books. To derive the criterion for a factor to be a confounder given by Miettinen and Cook and to clarify inconsistency between various criteria for a confounder, we introduce the concepts of an irrelevant factor, an occasional confounder and a uniformly irrelevant factor. We discuss criteria for checking these and show that…

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Collapsibility of Logistic Regression Coefficients

Logistic 回归系数的可折叠性

SUMMARY In this paper we discuss collapsibility of logistic regression coefficients over a background variable and present necessary and sufficient conditions for collapsibility.

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