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Network-Constrained Matching and Randomization-Based Inference for Causal Effects

网络约束匹配与因果效应的随机化推断

Matching is widely used to mimic randomized experiments by forming matched sets in which treated and control units differ only randomly with respect to observed covariates. However, when the study population consists of interconnected units from a single network or a small number of networks, matching solely on observed covariates may produce matched units that are more closely connected in the network than would occur by chance. This increased network proximity within…

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Small Samples and Short Panels: Evaluating Policy Evaluation Methods with Realistic Data

小样本与短面板:用贴近实际的数据评估政策评价方法

Methods for estimating causal effects in longitudinal, quasi-experimental settings are widely used in economics, public health, political science, and other fields. However, studies evaluating effects of health policies often rely on limited sample sizes, both in terms of study units and time periods analyzed. Synthetic difference-in-differences (SDiD) and the augmented synthetic control method (ASCM) are recently developed methods for evaluating the effects of policy…

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Bayesian shrinkage priors for penalized synthetic control estimators in the presence of spillovers

存在溢出效应时惩罚合成控制估计的贝叶斯收缩先验

Synthetic control (SC) methods are widely used to estimate the effects of policy interventions, especially those targeting specific geographic regions, referred to as units. These methods construct a weighted combination of untreated units, forming a "synthetic" control that approximates the counterfactual outcomes of the treated unit had the intervention not occurred. Although neighboring areas are often selected as controls due to their similarity in observed and…

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Disentangling network dependence among multiple variables

分离多个变量之间的共同网络依赖

When two variables depend on the same or similar underlying network, their shared network dependence structure can lead to spurious associations. While statistical associations between two variables sampled from interconnected subjects are a common inferential goal across various fields, little research has focused on how to disentangle shared dependence for valid statistical inference. We revisit two different approaches from distinct fields that may address shared network…

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A Causal Framework for Evaluating Drivers of Policy Effect Heterogeneity Using Difference-in-Differences

用双重差分评估政策效应异质性驱动因素的因果框架

Policymakers and researchers often seek to understand how a policy differentially affects a population and the pathways driving this heterogeneity. For example, when studying an excise tax on sweetened beverages, researchers might assess the roles of cross-border shopping, economic competition, and store-level price changes on beverage sales trends. However, traditional policy evaluation tools, like the difference-in-differences (DiD) approach, primarily target average…

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Difference-in-Differences for Health Policy and Practice: A Review of Modern Methods

健康政策与实践中的双重差分:现代方法综述

Difference-in-differences (DiD) is the most popular observational causal inference method in health policy, employed to evaluate the real-world impact of policies and programs. To estimate treatment effects, DiD relies on the "parallel trends assumption", that on average treatment and comparison groups would have had parallel trajectories in the absence of an intervention. Historically, DiD has been considered broadly applicable and straightforward to implement, but recent…

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Statistical and Causal Robustness for Causal Null Hypothesis Tests

因果零假设检验的统计稳健性与因果稳健性

Prior work applying semiparametric theory to causal inference has primarily focused on deriving estimators that exhibit statistical robustness under a prespecified causal model that permits identification of a desired causal parameter. However, a fundamental challenge is correct specification of such a model, which usually involves making untestable assumptions. Evidence factors is an approach to combining hypothesis tests of a common causal null hypothesis under two or more…

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Multiply Robust Difference-in-Differences Estimation of Causal Effect Curves for Continuous Exposures

连续暴露因果效应曲线的多重稳健双重差分估计

Researchers commonly use difference-in-differences (DiD) designs to evaluate public policy interventions. While methods exist for estimating effects in the context of binary interventions, policies often result in varied exposures across regions implementing the policy. Yet, existing approaches for incorporating continuous exposures face substantial limitations in addressing confounding variables associated with intervention status, exposure levels, and outcome trends. These…

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RobustIV and controlfunctionIV: Causal Inference for Linear and Nonlinear Models with Invalid Instrumental Variables

RobustIV 与 controlfunctionIV:可能无效工具变量下的因果推断软件

We present R software packages RobustIV and controlfunctionIV for causal inference with possibly invalid instrumental variables. RobustIV focuses on the linear outcome model. It implements the two-stage hard thresholding method to select valid instrumental variables from a set of candidate instrumental variables and make inferences for the causal effect in both low- and high-dimensional settings. Furthermore, RobustIV implements the high-dimensional endogeneity test and the…

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Policy effect evaluation under counterfactual neighborhood interventions in the presence of spillover

存在溢出时反事实邻域干预下的政策效应评估

Policy interventions can spill over to units of a population that are not directly exposed to the policy but are geographically close to the units receiving the intervention. In recent work, investigations of spillover effects on neighboring regions have focused on estimating the average treatment effect of a particular policy in an observed setting. Our research question broadens this scope by asking what policy consequences would the treated units have experienced under…

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Estimation of Policy-Relevant Causal Effects in the Presence of Interference with an Application to the Philadelphia Beverage Tax

存在地区干扰时的政策相关因果效应估计:费城饮料税应用

To comprehensively evaluate a public policy intervention, researchers must consider the effects of the policy not just on the implementing region, but also nearby, indirectly-affected regions. For example, an excise tax on sweetened beverages in Philadelphia was shown to not only be associated with a decrease in volume sales of taxed beverages in Philadelphia, but also an increase in sales in bordering counties not subject to the tax. The latter association may be explained…

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