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本库首次提交范围:2004-06-23 — 2026-10-14。
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Randomization inference for stepped-wedge designs with noncompliance with application to a palliative care pragmatic trial

存在不依从时阶梯楔形设计的随机化推断:姑息治疗试验应用

While palliative care is increasingly commonly delivered to hospitalized patients with serious illnesses, few studies have estimated its causal effects. Courtright et al. (2016) adopted a stepped-wedge cluster-randomized design to assess the effect of palliative care on a patient-centered outcome. The randomized intervention was a nudge to administer palliative care but did not guarantee receipt of palliative care, resulting in noncompliance. A subsequent analysis using…

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Beyond principal ignorability: Nonparametric sensitivity bounds for principal stratification

超越主层可忽略性:主层分层的非参数敏感性界

Principal stratification is an effective framework addressing intermediate variables in causal inference. However, point identification of the principal causal effects (PCEs) often requires the untestable principal ignorability (PI) assumption. This article develops a nonparametric sensitivity analysis framework for evaluating PI violations. We introduce a margin-free bounding factor parameterized by the selection and outcome relative risks of an unmeasured confounder. Using…

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Asymptotic theory of rerandomization for survival analysis

生存分析中再随机化的渐近理论

Rerandomization systematically reduces chance imbalance and can improve the efficiency of the average treatment effect estimator in randomized experiments. While the asymptotic properties of finite-dimensional M-estimators under rerandomization have been established, existing theory does not directly address survival outcomes under censoring, where the target estimand involves infinite-dimensional functional parameters. This article establishes the uniform weak convergence…

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Design-based inference for generalized causal effects in randomized experiments

随机实验中广义因果效应的设计本位推断

Generalized causal effect estimands, including the Mann-Whitney parameter and causal net benefit, provide flexible summaries of treatment effects in randomized experiments with non-Gaussian or multivariate outcomes. We develop a unified design-based inference framework for regression adjustment and variance estimation of a broad class of generalized causal effect estimands defined through pairwise contrast functions. Leveraging the theory of U-statistics and…

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Model-assisted inference for dynamic causal effects in staggered rollout cluster randomized experiments

分期推广集群随机实验中动态因果效应的模型辅助推断

Staggered rollout cluster randomized experiments (SR-CREs) involve sequential treatment adoption across clusters, requiring analysis methods that address a general class of dynamic causal effects, anticipation, and non-ignorable cluster-period sizes. Without imposing any outcome modeling assumptions, we study regression estimators using individual data, cluster-period averages, and scaled cluster-period totals, with and without covariate adjustment from a design-based…

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Optimal estimation of generalized causal effects in cluster-randomized trials with multiple outcomes

多结局整群随机试验中广义因果效应的最优估计

Cluster-randomized trials (CRTs) are widely used to evaluate group-level interventions and increasingly collect multiple outcomes capturing complementary dimensions of benefit and risk. Investigators often seek a single global summary of treatment effect, yet existing methods largely focus on single-outcome estimands or rely on model-based procedures with unclear causal interpretation or limited robustness. We develop a unified potential outcomes framework for generalized…

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Principal stratification with U-statistics under principal ignorability

主分层可忽略性下基于 U 统计量的主分层推断

Principal stratification is a popular framework for causal inference in the presence of an intermediate outcome. While the principal average treatment effects are the standard target of inference, they may be insufficient when interest lies in the relative ordering of potential outcomes within a principal stratum. We introduce the principal generalized causal effect estimands to accommodate nonlinear contrast functions, providing robust, probability-scale summaries suitable…

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On Anticipation Effect in Stepped Wedge Cluster Randomized Trials

阶梯楔形整群随机试验中的预期效应

In stepped wedge cluster randomized trials (SW-CRTs), the intervention is rolled out to clusters over multiple periods. A standard approach for analyzing SW-CRTs utilizes the linear mixed model, where the treatment effect is only present after the treatment adoption, under the assumption of no anticipation. This assumption, however, may not always hold in practice because stakeholders, providers, or individuals who are aware of the treatment adoption timing (especially when…

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A flexible Bayesian g-formula for causal survival analyses with time-dependent confounding

处理时变混杂的灵活贝叶斯生存分析 g 公式

In longitudinal observational studies with time-to-event outcomes, a common objective in causal analysis is to estimate the causal survival curve under hypothetical intervention scenarios. The g-formula is a useful tool for this analysis. To enhance the traditional parametric g-formula, we developed an alternative g-formula estimator, which incorporates the Bayesian Additive Regression Trees (BART) into the modeling of the time-evolving generative components, aiming to…

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