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Regression Discontinuity Designs Under Interference

存在干扰时的断点回归设计

We extend the continuity-based framework to Regression Discontinuity Designs (RDDs) to identify and estimate causal effects under interference when units are connected through a network. Assignment to an "effective treatment," combining the individual treatment and a summary of neighbors' treatments, is determined by the unit's score and those of interfering units, yielding a multiscore RDD with complex, multidimensional boundaries. We characterize these boundaries and…

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Inward and Outward Spillover Effects of One Unit's Treatment on Network Neighbors under Partial Interference

部分干扰下个体处理对网络邻居的向内与向外溢出效应

In settings where interference is present, direct effects are commonly defined as the average effect of a unit's treatment on their own outcome while fixing the treatment status or probability among interfering units. Spillover effects measure the average effect of a change in the latter while the individual's treatment status is kept fixed. Here, we define the average causal effect of a unit's treatment status on the outcome of their network neighbors, while fixing the…

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Higher-order Spillover Effects Under Partial Interference

部分干扰下的高阶溢出效应

Interference, under which a unit's outcome is affected by the treatment of other units through network connections, is often present when units interact on a network. When the network of interactions is measured, researchers are often interested in the spillover effect from first-order neighbors. When this is the case, the prevailing approach often involves the neighborhood interference assumption, which is oftentimes overly restrictive. In this paper, we instead rely on a…

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Forecasting Causal Effects of Future Interventions: Confounding and Transportability Issues

未来干预因果效应的预测:混杂与可迁移性问题

Recent developments in causal inference allow us to transport a causal effect of a time-fixed treatment from a randomized trial to a target population across space but within the same time frame. In contrast to transportability across space, transporting causal effects across time or forecasting causal effects of future interventions is more challenging due to time-varying confounders and time-varying effect modifiers. In this article, we seek to formally clarify the causal…

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Effective treatment allocation strategies under partial interference

部分干扰下的有效处理分配策略

Interference occurs when the potential outcomes of a unit depend on the treatment of others. Interference can be highly heterogeneous, where treating certain individuals might have a larger effect on the population's overall outcome. A better understanding of how covariates explain this heterogeneity may lead to more effective interventions. In the presence of clusters of units, we assume that interference occurs within clusters but not across them. We define novel causal…

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Selecting Subpopulations for Causal Inference in Regression Discontinuity Designs

断点回归设计中因果推断子总体的选择

The Brazil Bolsa Familia (BF) program is a conditional cash transfer program aimed to reduce short-term poverty by direct cash transfers and to fight long-term poverty by increasing human capital among poor Brazilian people. Eligibility for Bolsa Familia benefits depends on a cutoff rule, which classifies the BF study as a regression discontinuity (RD) design. Extracting causal information from RD studies is challenging. Following Li et al (2015) and Branson and Mealli…

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Estimation and inference for causal spillover effects in egocentric-network randomized trials in the presence of network membership misclassification

网络成员身份误分类下自我中心网络随机试验的因果溢出效应推断

To leverage peer influence and increase population behavioral changes, behavioral interventions often rely on peer-based strategies. A common study design that assesses such strategies is the egocentric-network randomized trial (ENRT), in which those receiving the intervention are encouraged to disseminate information to their peers. The Average Spillover Effect (ASpE) measures the impact of the intervention on participants who do not receive it, but whose outcomes may be…

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Design of egocentric network-based studies to estimate causal effects under interference

干扰条件下估计因果效应的自我中心网络研究设计

Many public health interventions are conducted in settings where individuals are connected to one another and the intervention assigned to randomly selected individuals may spill over to other individuals they are connected to. In these spillover settings, the effects of such interventions can be quantified in several ways. The average individual effect measures the intervention effect among those directly treated, while the spillover effect measures the effect among those…

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Evaluating Spillover Effects in Network-Based Studies In the Presence of Missing Outcomes

结果缺失下网络研究的溢出效应评估

Estimating causal effects in the presence of spillover among individuals embedded within a social network is often challenging with missing information. The spillover effect is the effect of an intervention if a participant is not exposed to the intervention themselves but is connected to intervention recipients in the network. In network-based studies, outcomes may be missing due to the administrative end of a study or participants being lost to follow-up due to study…

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Estimating Causal Effects of HIV Prevention Interventions with Interference in Network-based Studies among People Who Inject Drugs

存在网络干扰时注射吸毒人群 HIV 预防干预的因果效应估计

Evaluating causal effects in the presence of interference is challenging in network-based studies of hard-to-reach populations. Like many such populations, people who inject drugs (PWID) are embedded in social networks and often exert influence on others in their network. In our setting, the study design is observational with a non-randomized network-based HIV prevention intervention. Information is available on each participant and their connections that confer possible HIV…

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Causal Effects with Hidden Treatment Diffusion on Observed or Partially Observed Networks

观测或部分观测网络中隐藏处理扩散的因果效应

In randomized experiments, interactions between units might generate a treatment diffusion process. This is common when the treatment of interest is an actual object or product that can be shared among peers (e.g., flyers, booklets, videos). For instance, if the intervention of interest is an information campaign realized through the distribution of a video to targeted individuals, some of these treated individuals might share the video they received with their friends. Such…

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