Balanced Repeated Replication for Stratified Multistage Survey Data under Imputation

原文摘要

Balanced repeated replication (BRR) is a popular method for variance estimation in surveys. The standard BRR method works by first creating a set of “balanced” pseudoreplicated datasets from the original dataset. For a survey estimator θ, the BRR variance estimator is the average of squared deviations θ(r) – θ, where θ(r) is the same as θ but based on the data in the rth pseudoreplicated dataset only. But when there are a large number of imputed missing values (nonrespondents), treating the imputed values as observed data and applying the standard BRR variance estimation formula does not produce valid variance estimators. Intuitively, the variation due to imputation can be captured by the BRR method if every pseudoreplicated dataset is imputed in exactly the same way as the original dataset is imputed (assuming that the dataset contains flags for nonrespondents). But when a random imputation method (such as random hot deck imputation, random ratio imputation, or random regression imputation) is used, imputing every pseudoreplicated dataset requires the generation of many random variates and is computationally expensive. We propose an adjusted BRR variance estimator that is exactly the same as the BRR variance estimator obtained by imputing every pseudoreplicated dataset when a deterministic imputation method (e.g., ratio or regression imputation) is used. For random imputation methods, the proposed adjustment does not require the generation of additional random variates, but it still captures the variation due to imputation. Under a general stratified multistage sampling design, consistency of the adjusted BRR variance estimators for functions of estimated totals (smooth statistics) or for sample quantiles (nonsmooth statistics) is established. A simulation study shows that the adjusted BRR method works well and is much better than the unadjusted BRR method. An example with real data is also presented.

摘要来源：OpenAlex 索引摘要（稿件版本未注明）