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Nonlinear and nonseparable structural functions in regression discontinuity designs with a continuous treatment

连续处理断点设计中的非线性与非可分结构函数

Many empirical examples of regression discontinuity (RD) designs concern a continuous treatment variable, but the theoretical aspects of such models are less studied. This study examines the identification and estimation of the structural function in fuzzy RD designs with a continuous treatment variable. The structural function fully describes the causal impact of the treatment on the outcome. We show that the nonlinear and nonseparable structural function can be…

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The effect of female leadership on contracting from Capitol Hill to Main Street

女性领导者对政府采购分配的影响

This paper provides novel evidence that female politicians increase the proportion of US government procurement contracts allocated to women-owned firms. For identification, we use a regression discontinuity design on a sample of mixed-gender elections in the US House of Representatives. The effect grows over a female representative's tenure and concentrates in female representatives who are on powerful congressional committees. Changes in the pool of and behavior by…

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Identification and estimation of causal peer effects using double negative controls for unmeasured network confounding

利用双重负对照识别与估计存在未测网络混杂的同伴因果效应

Abstract Identification and estimation of causal peer effects are challenging in observational studies for two reasons. The first is the identification challenge due to unmeasured network confounding, for example, homophily bias and contextual confounding. The second is network dependence of observations. We establish a framework that leverages a pair of negative control outcome and exposure variables (double negative controls) to non-parametrically identify causal peer…

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Least squares estimation of a quasiconvex regression function

准凸回归函数的最小二乘估计

Abstract We develop a new approach for the estimation of a multivariate function based on the economic axioms of quasiconvexity (and monotonicity). On the computational side, we prove the existence of the quasiconvex constrained least squares estimator (LSE) and provide a characterisation of the function space to compute the LSE via a mixed-integer quadratic programme. On the theoretical side, we provide finite sample risk bounds for the LSE via a sharp oracle inequality.…

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Non-agency interventions for causal mediation in the presence of intermediate confounding

中间混杂下因果中介分析的信息传递干预

Abstract Recent approaches to causal inference have focused on causal effects defined as contrasts between the distribution of counterfactual outcomes under hypothetical interventions on the nodes of a graphical model. In this article, we develop theory for causal effects defined with respect to a different type of intervention, one which alters the information propagated through the edges of the graph. These information transfer interventions may be more useful than node…

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Adaptive bootstrap tests for composite null hypotheses in the mediation pathway analysis

中介路径分析中复合原假设的自适应 Bootstrap 检验

Abstract Mediation analysis aims to assess if, and how, a certain exposure influences an outcome of interest through intermediate variables. This problem has recently gained a surge of attention due to the tremendous need for such analyses in scientific fields. Testing for the mediation effect (ME) is greatly challenged by the fact that the underlying null hypothesis (i.e. the absence of MEs) is composite. Most existing mediation tests are overly conservative and thus…

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Addressing Multiple Detection Limits with Semiparametric Cumulative Probability Models

用半参数累积概率模型处理多重检测限

Detection limits (DLs), where a variable cannot be measured outside of a certain range, are common in research. DLs may vary across study sites or over time. Most approaches to handling DLs in response variables implicitly make strong parametric assumptions on the distribution of data outside DLs. We propose a new approach to deal with multiple DLs based on a widely used ordinal regression model, the cumulative probability model (CPM). The CPM is a rank-based, semiparametric…

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Heterogeneity Analysis on Multi-State Brain Functional Connectivity and Adolescent Neurocognition

多状态脑功能连接与青少年认知的异质性分析

Brain functional connectivity or connectome, a unique measure for brain functional organization, provides a great potential to explain the neurobiological underpinning of behavioral profiles. Existing connectome-based analyses highly concentrate on brain activities under a single cognitive state, and fail to consider heterogeneity when attempting to characterize brain-to-behavior relationships. In this work, we study the complex impact of multi-state functional connectivity…

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Estimating Cell-Type-Specific Gene Co-Expression Networks from Bulk Gene Expression Data with an Application to Alzheimer’s Disease

从整体基因表达数据估计细胞类型特异共表达网络

Inferring and characterizing gene co-expression networks has led to important insights on the molecular mechanisms of complex diseases. Most co-expression analyses to date have been performed on gene expression data collected from bulk tissues with different cell type compositions across samples. As a result, the co-expression estimates only offer an aggregated view of the underlying gene regulations and can be confounded by heterogeneity in cell type compositions, failing…

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Independence Weights for Causal Inference with Continuous Treatments

连续处理因果推断的独立性权重

Studying causal effects of continuous treatments is important for gaining a deeper understanding of many interventions, policies, or medications, yet researchers are often left with observational studies for doing so. In the observational setting, confounding is a barrier to the estimation of causal effects. Weighting approaches seek to control for confounding by reweighting samples so that confounders are comparable across different treatment values. Yet, for continuous…

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Survival Mixed Membership Blockmodel

生存混合成员区块模型

Whenever we send a message via a channel such as e-mail, Facebook, WhatsApp, WeChat, or LinkedIn, we care about the response rate—the probability that our message will receive a response—and the response time—how long it will take to receive a reply. Recent studies have made considerable efforts to model the sending behaviors of messages in social networks with point processes. However, statistical research on modeling response rates and response times on social networks is…

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Censored Interquantile Regression Model with Time-Dependent Covariates

含时变协变量的删失分位区间回归模型

Conventionally, censored quantile regression stipulates a specific, pointwise conditional quantile of the survival time given covariates.Despite its model flexibility and straightforward interpretation, the pointwise formulation oftentimes yields rather unstable estimates across neighboring quantile levels with large variances.In view of this phenomenon, we propose a new class of quantile-based regression models with timedependent covariates for censored data.The models…

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Inference for Treatment-Specific Survival Curves Using Machine Learning

利用机器学习推断处理特定生存曲线

In the absence of data from a randomized trial, researchers may aim to use observational data to draw causal inference about the effect of a treatment on a time-to-event outcome. In this context, interest often focuses on the treatment-specific survival curves, that is, the survival curves were the population under study to be assigned to receive the treatment or not. Under certain conditions, including that all confounders of the treatment-outcome relationship are observed,…

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A Unified Inference for Predictive Quantile Regression

预测分位数回归的统一推断

The asymptotic behavior of quantile regression inference becomes dramatically different when it involves a persistent predictor with zero or nonzero intercept. Distinguishing various properties of a predictor is empirically challenging. In this article, we develop a unified predictability test for quantile regression regardless of the presence of intercept and persistence of a predictor. The developed test is a novel combination of data splitting, weighted inference, and a…

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Bayesian Conditional Transformation Models

贝叶斯条件变换模型

Recent developments in statistical regression methodology shift away from pure mean regression toward distributional regression models. One important strand thereof is that of conditional transformation models (CTMs). CTMs infer the entire conditional distribution directly by applying a transformation function to the response conditionally on a set of covariates toward a simple log-concave reference distribution. Thereby, CTMs allow not only variance, kurtosis or skewness…

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Semiparametric Proximal Causal Inference

半参数近端因果推断

Skepticism about the assumption of no unmeasured confounding, also known as exchangeability, is often warranted in making causal inferences from observational data; because exchangeability hinges on an investigator's ability to accurately measure covariates that capture all potential sources of confounding.In practice, the most one can hope for is that covariate measurements are at best proxies of the true underlying confounding mechanism operating in a given observational…

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Variable Selection for High-Dimensional Nodal Attributes in Social Networks with Degree Heterogeneity

度异质性社会网络中高维节点属性的变量选择

We consider a class of network models, in which the connection probability depends on ultrahigh-dimensional nodal covariates (homophily) and node-specific popularity (degree heterogeneity). A Bayesian method is proposed to select nodal features in both dense and sparse networks under a mild assumption on popularity parameters. The proposed approach is implemented via Gibbs sampling. To alleviate the computational burden for large sparse networks, we further develop a working…

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Instrumental Variable Estimation of Marginal Structural Mean Models for Time-Varying Treatment

时变处理的边际结构均值模型:工具变量估计

Robins introduced Marginal Structural Models (MSMs), a general class of counterfactual models for the joint effects of time-varying treatment regimes in complex longitudinal studies subject to time-varying confounding. In his work, identification of MSM parameters is established under a Sequential Randomization Assumption (SRA), which rules out unmeasured confounding of treatment assignment over time. We consider sufficient conditions for identification of the parameters of…

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Network Inference Using the Hub Model and Variants

利用枢纽模型及其变体推断隐含网络

Statistical network analysis primarily focuses on inferring the parameters of an observed network. In many applications, especially in the social sciences, the observed data is the groups formed by individual subjects. In these applications, the network is itself a parameter of a statistical model. Zhao and Weko propose a model-based approach, called the hub model, to infer implicit networks from grouping behavior. The hub model assumes that each member of the group is…

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Nonlinear Causal Discovery with Confounders

存在混杂时的非线性因果发现

This article introduces a causal discovery method to learn nonlinear relationships in a directed acyclic graph with correlated Gaussian errors due to confounding. First, we derive model identifiability under the sublinear growth assumption. Then, we propose a novel method, named the Deconfounded Functional Structure Estimation (DeFuSE), consisting of a deconfounding adjustment to remove the confounding effects and a sequential procedure to estimate the causal order of…

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A Two-Sample Conditional Distribution Test Using Conformal Prediction and Weighted Rank Sum

结合共形预测与加权秩和的两样本条件分布检验

We consider the problem of testing the equality of conditional distributions of a response variable given a vector of covariates between two populations. Such a hypothesis testing problem can be motivated from various machine learning and statistical inference scenarios, including transfer learning and causal predictive inference. We develop a nonparametric test procedure inspired from the conformal prediction framework. The construction of our test statistic combines recent…

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Kernel Estimation of Bivariate Time-Varying Coefficient Model for Longitudinal Data with Terminal Event

含终止事件纵向数据的二元时变系数模型核估计

We propose a nonparametric bivariate time-varying coefficient model for longitudinal measurements with the occurrence of a terminal event that is subject to right censoring. The time-varying coefficients capture the longitudinal trajectories of covariate effects along with both the followup time and the residual lifetime. The proposed model extends the parametric conditional approach given terminal event time in recent literature, and thus avoids potential model…

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Higher-Order Least Squares: Assessing Partial Goodness of Fit of Linear Causal Models

高阶最小二乘:评估线性因果模型的局部拟合优度

We introduce a simple diagnostic test for assessing the overall or partial goodness of fit of a linear causal model with errors being independent of the covariates. In particular, we consider situations where hidden confounding is potentially present. We develop a method and discuss its capability to distinguish between covariates that are confounded with the response by latent variables and those that are not. Thus, we provide a test and methodology for partial goodness of…

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Proximal Learning for Individualized Treatment Regimes Under Unmeasured Confounding

未测混杂下个体化治疗规则的近端学习

Data-driven individualized decision making has recently received increasing research interest. However, most existing methods rely on the assumption of no unmeasured confounding, which cannot be ensured in practice especially in observational studies. Motivated by the recently proposed proximal causal inference, we develop several proximal learning methods to estimate optimal individualized treatment regimes (ITRs) in the presence of unmeasured confounding. Explicitly, in…

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