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A Bayesian Criterion for Rerandomization

再随机化的贝叶斯准则

Rerandomization is a powerful tool for experiment-based causal inference because it can better balance covariates than classic randomized designs, thereby leading to more accurate causal effect estimation. However, basic rerandomization and some of its extensions do not prioritize covariates that believed to be strongly associated with potential outcomes. To address this limitation, and thereby create more efficient rerandomization procedures, the quantification of covariate…

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Rerandomization in $2^{K}$ factorial experiments

二水平多因子实验中的重随机化

With many pretreatment covariates and treatment factors, the classical factorial experiment often fails to balance covariates across multiple factorial effects simultaneously. Therefore, it is intuitive to restrict the randomization of the treatment factors to satisfy certain covariate balance criteria, possibly conforming to the tiers of factorial effects and covariates based on their relative importances. This is rerandomization in factorial experiments. We study the…

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Using Standard Tools From Finite Population Sampling to Improve Causal Inference for Complex Experiments

运用有限总体抽样工具改进复杂实验的因果推断

This article considers causal inference for treatment contrasts from a randomized experiment using potential outcomes in a finite population setting. Adopting a Neymanian repeated sampling approach that integrates such causal inference with finite population survey sampling, an inferential framework is developed for general mechanisms of assigning experimental units to multiple treatments. This framework extends classical methods by allowing the possibility of randomization…

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Rerandomization to Balance Tiers of Covariates

通过重随机化平衡不同重要性层级的协变量

When conducting a randomized experiment, if an allocation yields treatment groups that differ meaningfully with respect to relevant covariates, groups should be rerandomized. The process involves specifying an explicit criterion for whether an allocation is acceptable, based on a measure of covariate balance, and rerandomizing units until an acceptable allocation is obtained. Here we illustrate how rerandomization could have improved the design of an already conducted…

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Causal Inference from 2K Factorial Designs by Using Potential Outcomes

两水平析因设计的潜在结果因果推断

Summary A framework for causal inference from two-level factorial designs is proposed, which uses potential outcomes to define causal effects. The paper explores the effect of non-additivity of unit level treatment effects on Neyman's repeated sampling approach for estimation of causal effects and on Fisher's randomization tests on sharp null hypotheses in these designs. The framework allows for statistical inference from a finite population, permits definition and…

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Rerandomization to improve covariate balance in experiments

通过再随机化改善实验中的协变量平衡

Randomized experiments are the “gold standard” for estimating causal effects, yet often in practice, chance imbalances exist in covariate distributions between treatment groups. If covariate data are available before units are exposed to treatments, these chance imbalances can be mitigated by first checking covariate balance before the physical experiment takes place. Provided a precise definition of imbalance has been specified in advance, unbalanced randomizations can be…

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Likelihood-Based Analysis of Causal Effects of Job-Training Programs Using Principal Stratification

利用主分层对职业培训项目因果效应进行似然分析

Government-sponsored job-training programs must be subject to evaluation to assess whether their effectiveness justifies their cost to the public. The evaluation usually focuses on employment and total earnings, although the effect on wages is also of interest, because this effect reflects the increase in human capital due to the training program, whereas the effect on total earnings may be simply reflecting the increased likelihood of employment without any effect on wage…

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Estimating and Using Propensity Scores with Partially Missing Data

部分数据缺失时倾向得分的估计与使用

Investigators in observational studies have no control over treatment assignment. As a result, large differences can exist between the treatment and control groups on observed covariates, which can lead to badly biased estimates of treatment effects. Propensity score methods are an increasingly popular method for balancing the distribution of the covariates in the two groups to reduce this bias; for example, using matching or subclassification, sometimes in combination with…

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Combining Propensity Score Matching with Additional Adjustments for Prognostic Covariates

结合倾向得分匹配与预后协变量的额外调整

Propensity score matching refers to a class of multivariate methods used in comparative studies to construct treated and matched control samples that have similar distributions on many covariates. This matching is the observational study analog of randomization in ideal experiments, but is far less complete as it can only balance the distribution of observed covariates, whereas randomization balances the distribution of all covariates, both observed and unobserved. An…

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Bayesian inference for causal effects in randomized experiments with noncompliance

存在不依从的随机实验中因果效应的贝叶斯推断

For most of this century, randomization has been a cornerstone of scientific experimentation, especially when dealing with humans as experimental units. In practice, however, noncompliance is relatively common with human subjects, complicating traditional theories of inference that require adherence to the random treatment assignment. In this paper we present Bayesian inferential methods for causal estimands in the presence of noncompliance, when the binary treatment…

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Identification of Causal Effects Using Instrumental Variables

使用工具变量识别因果效应

We outline a framework for causal inference in settings where assignment to a binary treatment is ignorable, but compliance with the assignment is not perfect so that the receipt of treatment is nonignorable. To address the problems associated with comparing subjects by the ignorable assignment—an “intention-to-treat analysis”—we make use of instrumental variables, which have long been used by economists in the context of regression models with constant treatment effects. We…

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Hierarchical Logistic Regression Models for Imputation of Unresolved Enumeration Status in Undercount Estimation

漏计估计中未确定登记状态插补的层级逻辑回归模型

In the process of collecting Post-Enumeration Survey (PES) data to evaluate census coverage, it is inevitable that there will be some individuals whose enumeration status (outcome in the census-PES match) remains unresolved even after extensive field follow-up operations. Earlier work developed a logistic regression framework for imputing the probability that unresolved individuals were enumerated in the census, so that the probability of having been enumerated is allowed to…

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Characterizing the effect of matching using linear propensity score methods with normal distributions

正态分布下线性倾向得分匹配效果的刻画

Matched sampling is a standard technique for controlling bias in observational studies due to specific covariates. Since Rosenbaum & Rubin (1983), multivariate matching methods based on estimated propensity scores have been used with increasing frequency in medical, educational, and sociological applications. We obtain analytic expressions for the effect of matching using linear propensity score methods with normal distributions. These expressions cover cases where the…

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The central role of the propensity score in observational studies for causal effects

倾向得分在观察性因果效应研究中的核心作用

The propensity score is the conditional probability of assignment to a particular treatment given a vector of observed covariates. Both large and small sample theory show that adjustment for the scalar propensity score is sufficient to remove bias due to all observed covariates. Applications include: (i) matched sampling on the univariate propensity score, which is a generalization of discriminant matching, (ii) multivariate adjustment by subclassification on the propensity…

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Using Multivariate Matched Sampling and Regression Adjustment to Control Bias in Observational Studies

利用多变量匹配抽样与回归调整控制观察性研究偏差

Monte Carlo methods are used to study the efficacy of multivariate matched sampling and regression adjustment for controlling bias due to specific matching variables X when dependent variables are moderately nonlinear in X. The general conclusion is that nearest available Mahalanobis metric matching in combination with regression adjustment on matched pair differences is a highly effective plan for controlling bias due to X.

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Bayesian Inference for Causal Effects: The Role of Randomization

因果效应的贝叶斯推断:随机化的作用

Causal effects are comparisons among values that would have been observed under all possible assignments of treatments to experimental units. In an experiment, one assignment of treatments is chosen and only the values under that assignment can be observed. Bayesian inference for causal effects follows from finding the predictive distribution of the values under the other assignments of treatments. This perspective makes clear the role of mechanisms that sample experimental…

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